April 16, 2019

Privacy Statement

Privacy Policy and Customer Confidentiality (Pursuant to Regulation S-P)

The confidentiality of client information is an important concern of Millington Securities, Inc. (“Millington Securities”, “Millington” or the “Firm”). We take precautions to safeguard client information at all times and the provisions of this privacy notice will apply to former as well as current clients. The following policy is designed to help you understand what information we collect from you and how we use that information to serve your account.

Categories of Information that Millington Securities Collects

Millington Securities collects non-public information from the customer application or other forms; information about the customer’s transactions with Millington Securities, its affiliates and others; and, information Millington Securities may receive from a consumer reporting agency.

Categories of Information that Millington Securities Discloses and Parties to Whom It Is Disclosed

Millington Securities does not disclose any non-public, personal information about our customers or former customers to anyone, except as permitted by law.  Millington Securities restricts access to personal, transaction and account information to those employees, vendors and affiliates who need to know that information in order to provide products and services that are intended to benefit our clients.  We maintain physical, electronic and procedural safeguards that comply with industry standards to safeguard and protect the privacy of non-public information of our clients.  Third parties who have access to such information must agree to follow appropriate standards of security and confidentiality.

Opting Out

Please be aware that you have the right to maintain the privacy of your non-public, personal information.  You may notify us in writing at Millington Securities, 331 Newman Springs Rd., Suite 101, Red Bank, NJ 07701, if you wish that your information not be used for any other purpose than maintaining your account with our firm.  Millington Securities may amend this Privacy Policy at any time. Upon implementation of any changes, you will be notified and such change will become effective upon notice. Any questions or concerns regarding the Privacy Policy should be directed to the Chief Compliance Officer at (732) 945-3816 or via email at compliance@millingtonsecurities.com.